Operations and Trading Assistant Job at EMERGENT METHOD, Baton Rouge, LA

THc3QWFhS1hsNS80M3ZaZ3JkQWhJRGpx
  • EMERGENT METHOD
  • Baton Rouge, LA

Job Description

Job Description

Job Description

On behalf of a client in the financial services industry, we are seeking a versatile and detail-oriented operations and trading assistant to join the organization’s operations team. Playing a critical and dynamic role at the intersection of trading and operations, the ideal candidate will be adept at handling various tasks and challenges with agility and precision related to the day-to-day business operations and trading activities. The role requires both a proactive approach and a strong understanding of trading processes and operations workflows. This is a full-time, onsite position based in Baton Rouge, LA and reports to the Branch Operations Manager.
Key responsibilities include but are not limited to the following:

  • Manage the daily operations of client accounts, including account setup, client onboarding, maintenance, and documentation
  • Assist with general office operations, including administrative tasks, scheduling, and coordination of office activities
  • Ensure adherence to all regulatory requirements and internal policies, maintaining accurate records and documentations for audits and regulatory reviews
  • Assist implementing the best practices to enhance process efficiency
  • Process asset transfers, ensuring accuracy and compliance
  • Assist with trading on the behalf of clients, including equities, bonds, mutual funds, and ETFs, ensuring accurate and timely execution of trades
  • Provide exceptional service to clients by assisting with inquiries and addressing their needs promptly
  • Assist with special projects and other duties as needed

Qualifications

Requirements for this position include the following:
  • Bachelor’s degree in finance, business administration, economics, or a related field
  • Series 7 and Series 63 licenses, or the ability to obtain them
  • Previous experience in trading, operations, or wealth management preferred
  • Understanding of financial markets, trading platforms, and asset transfer processes
  • Strong technical skills with the ability to be proficient in trading software and portfolio management systems
  • Excellent analytical and problem-solving skills
  • Strong attention to detail and ability to manage multiple tasks simultaneously
  • Effective communication and interpersonal skills
  • Ability to be proactive and take ownership of tasks
  • Ability to adapt and thrive in a dynamic environment with a willingness to take on new and varied responsibilities
Emergent Method and associated entities are equal opportunity employers. We do not discriminate against employees or applicants for employment on any legally recognized basis or any protected class under federal, state, or local law.

 

Powered by JazzHR

8EPJo22r3n

Job Tags

Full time, Local area,

Similar Jobs

EmployNV Youth Hub

Mothership Coffee - Barista Expo Job at EmployNV Youth Hub

 ...through EmployNV Youth Hub. All candidates will be considered after program eligibility is determined. Job Title: Barista Expo Employer: Mothership Coffee Roasters/ Sunrise Coffee Co. Location(s): Multiple (let your career coach know the location you want to be... 

Visser Bus Services

California Certified School Bus Driver Job at Visser Bus Services

 ...Description Job Description This job is located in Upland, CA SCHOOL BUS DRIVER At Visser Bus Services our potential employees are...  ...fill out our application at Company Description We provide home-to-school transportation, special needs transportation, field... 

Good Guard Security

Fire Watch Security Guard (FT & PT) Job at Good Guard Security

 ...PT Shifts Available / Competitive Compensation With Top-tier Training / Personalized Work Hours - Good Guard Security is hiring Fire Watch Security Guards actively seeking qualified candidates to fill positions as Fire Watch Security Guards, emphasizing the importance... 

Blount County Board of Education

Custodian Part/Time Evening Job at Blount County Board of Education

Position Type: Maintenance/Custodial/Custodian Date Posted: 9/10/2024 Location: Middlesettlements Elementary School Date Available: TBD Closing Date: 09/24/2024 Description: Custodian Attachment(s): ~ Custodian Job Description Blount...

Razor One LLC

Chat Support Agent (Remote) - Entry Level Job at Razor One LLC

 ...our team as Chat Support Agents. In this entry-level role, you will be the first point of contact...  ...and attention to detail Ability to work independently and as part of a team ...  ...hourly pay ($15-$18/hr) Flexible work-from-home schedule Comprehensive training...